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Boards Brace for Accelerated Disruption
By Jim DeLoach
The top risks for 2022 and 2031, according to business leaders.
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02/15/2022
The US Securities and Exchange Commission (SEC) has dramatically changed the legal landscape governing Rule 10b5-1 trading plans. Late last year, the SEC adopted new rules covering the terms, operation, and disclosure of such trading plans. These new requirements are effective Feb. 27, 2023, and apply to trading plans...
Stephen T. Dabney is an audit partner at KPMG and leads the KPMG Audit Committee Institute.
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